version 3.6

© Copyright 1986-2000 by the University of Washington. Written by Joseph Felsenstein. Permission is granted to copy this document provided that no fee is charged for it and that this copyright notice is not removed.

The programs FITCH, KITSCH, and NEIGHBOR are for dealing with data which comes in the form of a matrix of pairwise distances between all pairs of taxa, such as distances based on molecular sequence data, gene frequency genetic distances, amounts of DNA hybridization, or immunological distances. In analyzing these data, distance matrix programs implicitly assume that:

- Each distance is measured independently from the others: no item of data contributes to more than one distance.
- The distance between each pair of taxa is drawn from a distribution
with an expectation which is the sum of values (in effect amounts of evolution)
along the tree from one tip to the other. The variance of the distribution is
proportional to a power
*p*of the expectation.

These assumptions can be traced in the least squares methods of programs FITCH and KITSCH but it is not quite so easy to see them in operation in the Neighbor-Joining method of NEIGHBOR, where the independence assumptions is less obvious.

THESE TWO ASSUMPTIONS ARE DUBIOUS IN MOST CASES: independence will not be expected to be true in most kinds of data, such as genetic distances from gene frequency data. For genetic distance data in which pure genetic drift without mutation can be assumed to be the mechanism of change CONTML may be more appropriate. However, FITCH, KITSCH, and NEIGHBOR will not give positively misleading results (they will not make a statistically inconsistent estimate) provided that additivity holds, which it will if the distance is computed from the original data by a method which corrects for reversals and parallelisms in evolution. If additivity is not expected to hold, problems are more severe. A short discussion of these matters will be found in a review article of mine (1984a). For detailed, if sometimes irrelevant, controversy see the papers by Farris (1981, 1985, 1986) and myself (1986, 1988b).

For genetic distances from gene frequencies, FITCH, KITSCH, and NEIGHBOR may be appropriate if a neutral mutation model can be assumed and Nei's genetic distance is used, or if pure drift can be assumed and either Cavalli-Sforza's chord measure or Reynolds, Weir, and Cockerham's (1983) genetic distance is used. However, in the latter case (pure drift) CONTML should be better.

Restriction site and restriction fragment data can be treated by distance matrix methods if a distance such as that of Nei and Li (1979) is used. Distances of this sort can be computed in PHYLIp by the program RESTDIST.

For nucleic acid sequences, the distances computed in DNADIST allow
correction for multiple hits (in different ways) and should allow one to
analyse the data under the presumption of additivity. *In all of these cases
independence will not be expected to hold*. DNA hybridization and
immunological distances may be additive and independent if transformed properly
and if (and only if) the standards against which each value is measured are
independent. (This is rarely exactly true).

FITCH and the Neighbor-Joining option of NEIGHBOR fit a tree which has the branch lengths unconstrained. KITSCH and the UPGMA option of NEIGHBOR, by contrast, assume that an "evolutionary clock" is valid, according to which the true branch lengths from the root of the tree to each tip are the same: the expected amount of evolution in any lineage is proportional to elapsed time.

The input format for distance data is straightforward. The first line of the input file contains the number of species. There follows species data, starting, as with all other programs, with a species name. The species name is ten characters long, and must be padded out with blanks if shorter. For each species there then follows a set of distances to all the other species (options selected in the programs' menus allow the distance matrix to be upper or lower triangular or square). The distances can continue to a new line after any of them. If the matrix is lower-triangular, the diagonal entries (the distances from a species to itself) will not be read by the programs. If they are included anyway, they will be ignored by the programs, except for the case where one of them starts a new line, in which case the program will mistake it for a species name and get very confused.

For example, here is a sample input matrix, with a square matrix:

5 Alpha 0.000 1.000 2.000 3.000 3.000 Beta 1.000 0.000 2.000 3.000 3.000 Gamma 2.000 2.000 0.000 3.000 3.000 Delta 3.000 3.000 0.000 0.000 1.000 Epsilon 3.000 3.000 3.000 1.000 0.000 |

and here is a sample lower-triangular input matrix with distances continuing to new lines as needed:

14 Mouse Bovine 1.7043 Lemur 2.0235 1.1901 Tarsier 2.1378 1.3287 1.2905 Squir Monk 1.5232 1.2423 1.3199 1.7878 Jpn Macaq 1.8261 1.2508 1.3887 1.3137 1.0642 Rhesus Mac 1.9182 1.2536 1.4658 1.3788 1.1124 0.1022 Crab-E.Mac 2.0039 1.3066 1.4826 1.3826 0.9832 0.2061 0.2681 BarbMacaq 1.9431 1.2827 1.4502 1.4543 1.0629 0.3895 0.3930 0.3665 Gibbon 1.9663 1.3296 1.8708 1.6683 0.9228 0.8035 0.7109 0.8132 0.7858 Orang 2.0593 1.2005 1.5356 1.6606 1.0681 0.7239 0.7290 0.7894 0.7140 0.7095 Gorilla 1.6664 1.3460 1.4577 1.5935 0.9127 0.7278 0.7412 0.8763 0.7966 0.5959 0.4604 Chimp 1.7320 1.3757 1.7803 1.7119 1.0635 0.7899 0.8742 0.8868 0.8288 0.6213 0.5065 0.3502 Human 1.7101 1.3956 1.6661 1.7599 1.0557 0.6933 0.7118 0.7589 0.8542 0.5612 0.4700 0.3097 0.2712 |

Note that the name "Mouse" in this matrix must be padded out by blanks to the full length of 10 characters.

In general the distances are assumed to all be present: at the moment there is only one way we can have missing entries in the distance matrix. If the S option (which allows the user to specify the degree of replication of each distance) is invoked, with some of the entries having degree of replication zero, if the U (User Tree) option is in effect, and if the tree being examined is such that every branch length can be estimated from the data, it will be possible to solve for the branch lengths and sum of squares when there is some missing data. You may not get away with this if the U option is not in effect, as a tree may be tried on which the program will calculate a branch length by dividing zero by zero, and get upset.

The present version of NEIGHBOR does allow the Subreplication option to be used and the number of replicates to be in the input file, but it actally does nothing with this information except read it in. It makes use of the average distances in the cells of the input data matrix. This means that you cannot use the S option to treat zero cells. We hope to modify NEIGHBOR in the future to allow Subreplication. Of course the U (User tree) option is not available in NEIGHBOR in any case.

The present versions of FITCH and KITSCH will do much better on missing values than did previous versions, but you will still have to be careful about them. Nevertheless you might (just) be able to explore relevant alternative tree topologies one at a time using the U option when there is missing data.

Alternatively, if the missing values in one cell always correspond to a cell with non-missing values on the opposite side of the main diagonal (i.e., if D(i,j) missing implies that D(j,i) is not missing), then use of the S option will always be sufficient to cope with missing values. When it is used, the missing distances should be entered as if present (any number can be used) and the degree of replication for them should be given as 0.

Note that the algorithm for searching among topologies in FITCH and KITSCH is the same one used in other programs, so that it is necessary to try different orders of species in the input data. The J (Jumble) menu option may be sufficient for most purposes.

The programs FITCH and KITSCH carry out the method of Fitch and Margoliash (1967) for fitting trees to distance matrices. They also are able to carry out the least squares method of Cavalli-Sforza and Edwards (1967), plus a variety of other methods of the same family (see the discussion of the P option below). They can also be set to use the Minimum Evolution method (Nei and Rzhetsky, 1993; Kidd and Sgaramella-Zonta, 1971).

The objective of these methods is to find that tree which minimizes

__ __ \ \ n_{ij}( D_{ij}- d_{ij})^{2}Sum of squares = /_ /_ ------------------ i j D_{ij}^{p}

(the symbol made up of \, / and _ characters is of course a summation sign)
where *D* is the observed distance between species *i* and
*j* and *d* is the expected
distance, computed as the sum of the lengths (amounts of evolution) of the
segments of the tree from species *i* to species *j*. The
quantity *n* is the number
of times each distance has been replicated. In simple cases this is taken to
be one, but the user can, as an option, specify the degree of replication for
each distance. The distance is then assumed to be a mean of those replicates.
The power *P* is what distinguished the various methods. For the Fitch-
Margoliash method, which is the default method with this program, *P*
is 2.0. For the Cavalli-Sforza and Edwards least squares method it should be set to 0
(so that the denominator is always 1). An intermediate method is also
available in which P is 1.0, and any other value of P, such as 4.0 or -2.3, can
also be used. This generates a whole family of methods.

The P (Power) option is not available in the Neighbor-Joining program NEIGHBOR. Implicitly, in this program P is 0.0 (though it is hard to prove this). The UPGMA option of NEIGHBOR will assign the same branch lengths to the particular tree topology that it finds as will KITSCH when given the same tree and Power = 0.0.

All these methods make the assumptions of additivity and independent errors. The difference between the methods is how they weight departures of observed from expected. In effect, these methods differ in how they assume that the variance of measurement of a distance will rise as a function of the expected value of the distance.

These methods assume that the variance of the measurement error is
proportional to the *P*-th power of the expectation (hence the standard deviation
will be proportional to the *P/2*-th power of the expectation). If
you have
reason to think that the measurement error of a distance is the same for small
distances as it is for large, then you should set *P=0* and use the
least squares
method, but if you have reason to think that the relative (percentage) error is
more nearly constant than the absolute error, you should use *P=2*,
the Fitch-Margoliash method. In between, P=1 would be appropriate if the
sizes of the errors were proportional to the square roots of the expected
distance.

One question which arises frequently is what the units of branch length are in the resulting trees. In general, they are not time but units of distance. Thus if two species have a distance 0.3 between them, they will tend to be separated by branches whose total length is about 0.3. In the case of DNA distances, for example, the unit of branch length will be subsxtitutions per base. (In the case of protein distances, it will be amino acid substitutions per amino acid posiiton. tend to be sd

Here are the options available in all three programs. They are selected using the menu of options.

- U
- the User tree option.
The trees in FITCH are regarded as unrooted, and are
specified with a trifurcation (three-way split) at their base:
e. g.:
((A,B),C,(D,E));

while in KITSCH they are to be regarded as rooted and have a bifurcation at the base:

((A,B),(C,(D,E)));

Be careful not to move User trees from FITCH to KITSCH without changing their form appropriately (you can use RETREE to do this). User trees are not available in NEIGHBOR. In FITCH if you specify the branch lengths on one or more branches, you can select the L (use branch Lengths) option to avoid having those branches iterated, so that the tree is evaluated with their lengths fixed.

- P
- indicates that you are going to set the Power (P in the above formula). The default value is 2 (the Fitch-Margoliash method). The power, a real number such as 1.0, is prompted for by the programs. This option is not available in NEIGHBOR.
- -
- indicates that negative segment lengths are to be allowed in the tree (default is to require that all branch lengths be nonnegative). This option is not available in NEIGHBOR.
- O
- is the usual Outgroup option, available in FITCH and NEIGHBOR but not in KITSCH, nor when the UPGMA option of NEIGHBOR is used.
- L
- indicates that the distance matrix is input in Lower-triangular form (the lower-left half of the distance matrix only, without the zero diagonal elements).
- R
- indicates that the distance matrix is input in uppeR-triangular form (the upper-right half of the distance matrix only, without the zero diagonal elements).
- S
- is the Subreplication option. It informs the program that after
each distance will be provided an integer indicating that the
distance is a mean of that many replicates. There is no
auxiliary information, but the presence of the S option indicates
that the data will be in a different form. Each distance must be
followed by an integer indicating the number of replicates, so
that a line of data looks like this:
Delta 3.00 5 3.21 3 1.84 9

the 5, 3, and 9 being the number of times the measurement was replicated. When the number of replicates is zero, a distance value must still be provided, although its vale will not afect the result. This option is not available in NEIGHBOR.

- G
- is the usual Global branch-swapping option. It is available in FITCH and KITSCH but is not relevant to NEIGHBOR.
- J
- indicates the usual J (Jumble) option for entering species in a random order. In FITCH and KITSCH if you do multiple jumbles in one run the program will print out the best tree found overall.
- M
- is the usal Multiple data sets option, available in all of these programs. It allows us (when the output tree file is analyzed in CONSENSE) to do a bootstrap (or delete-half-jackknife) analysis with the distance matrix{ programs.

The numerical options are the usual ones and should be clear from the menu.

Note that when the options L or R are used one of the species, the first or last one, will have its name on an otherwise empty line. Even so, the name should be padded out to full length with blanks. Here is a sample lower- triangular data set.

5 Alpha Beta 1.00 Gamma 3.00 3.00 Delta 3.00 3.00 2.00 Epsilon 3.00 3.00 2.00 1.00 | <--- note: five blanks should follow the name "Alpha" |

Be careful if you are using lower- or upper-triangular trees to make the
corresponding selection from the menu (L or R), as the
program may get horribly confused otherwise, *but it still gives a result even
though the result is then meaningless*. With the menu option selected all
should be well.